Lisa Paygane is the Director of Business Startup and Registration Services in the Boca Raton office of RRS.
Ms. Paygane has over 23 years experience in the financial services industry advising broker-dealers and investment advisers. She manages all aspects of the RRS business startup and registrations department including consulting services for SEC, FINRA and state registered broker-dealers and investment advisers. She has consulted on FINRA new and continuing membership applications for hundreds of broker-dealers, including mass transfers for several large national broker-dealers. She also manages the RRS registration process for investment advisers, including hedge fund and private equity advisers, with the SEC and state jurisdictions. Ms. Paygane has served as the project manager on registration related matters to large national and multinational firms, including Form BD/ADV reconciliations, mass transfers of representatives and branch offices, successor applications, and consolidations.
Ms. Paygane received a Bachelors of Science in Management from Florida Atlantic University.