Whether you manage an established firm or are considering a startup, RRS offers a wide range of services designed to meet virtually every compliance and operations need. From initial startup through ongoing operations to expansion and mergers, RRS can provide the insight and expertise to help your firm keep up with rapid changes in your business, regulations, and the industry. RRS provides compliance examinations, compliance program development, business planning & registration services, financial reporting & bookkeeping, compliance administration, and a broad range of related services.
Broker-Dealer
Whether your firm is a full service or limited broker-dealer, RRS can provide the expertise and support to meet your firm’s regulatory requirements. RRS offers support through a suite of services from initial business planning to the creation and implementation of compliance and risk management programs. Leverage our team’s regulatory and compliance expertise to build and support a compliance program for your firm that meets or exceeds your regulatory requirements.
Investment Advisor
Whether you are an investment adviser, investment company, private fund or looking to become one, RRS can provide the expertise and support to meet your firm’s regulatory requirements under the Investment Adviser’s Act, Investment Company Act and applicable state regulations. RRS offers support through a suite of services from initial business planning to the creation and implementation of compliance and risk management programs. Leverage RRS’ regulatory and business experience to support all your firm’s regulatory requirements.