Leeza Lucas is the Financial Reporting Manager with Renaissance Regulatory Services, Inc., a full-service consulting firm that offers a wide range of regulatory compliance consulting services to broker-dealers and investment advisers. In this role, Leeza is responsible for bookkeeping services for FINRA broker-dealers regarding SEC rule15(c )3 Net Capital requirement and FOCUS filings.
Leeza has served in project management positions on Net Capital related matters for large and small firms alike. This includes project manager for Broker-Dealers who need full financial statements as well as FOCUS filings. She also manages the creation and submission of SEC financial audit reports. She manages three financial reporting staff and reviews all required filing documents for broker-dealers and investment advisors.
In addition, Leeza is CAMS certified. With this she assists in AML audits for Broker-Dealers as well as provides FINCEN, PST and OFAC on-going support for small firms.
Leeza graduated from Florida State University majoring in Accounting and Finance.
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