Experts in Financial Regulatory Services

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Renaissance Regulatory Services, Inc. was built on the premise that the financial services industry is constantly changing. As a result, our clients need the most contemporary tools and insights in order to adapt to the unique compliance and operational challenges that arise in this ever-evolving environment.

Our purpose today is the same as it was on the day we were founded in February 2006: to empower our clients to Manage Through Change, with comprehensive and proactive solutions and audits designed by Real, Reliable consultants, and tailored to our clients’ Strategic needs.

Our Services

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Investment Adviser Services

Whether you are an investment adviser, investment company, private fund or looking to become one, RRS can provide the expertise and support to meet your firm’s regulatory requirements under the Investment Adviser’s Act, Investment Company Act and applicable state regulations. RRS offers support through a suite of services from initial business planning to the creation and implementation of compliance and risk management programs. Leverage RRS’ regulatory and business experience to support all your firm’s regulatory requirements.

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Broker-Dealer Services

Whether your firm is a full service or limited broker-dealer, RRS can provide the expertise and support to meet your firm’s regulatory requirements. RRS offers support through a suite of services from initial business planning to the creation and implementation of compliance and risk management programs. Leverage our team’s regulatory and compliance expertise to build and support a compliance program for your firm that meets or exceeds your regulatory requirements.

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