Kyle Boulton is the Manager of Financial Reporting and a Compliance Consultant with RRS.
Mr. Boulton is responsible for the day to day operations of the Financial Reporting department, supervising four staff accountants and compiling full Financials, Net Capital, and FOCUS reports for 40 clients. Mr. Boulton also works as a compliance consultant, providing ongoing general compliance support to clients.
Mr. Boulton provides compliance consulting on a wide range of regulatory and compliance issues. He has personally completed over 90 branch audits, and has conducted compliance examinations related to Net Capital, AML compliance, supervisory systems, advertising, and churning. Mr. Boulton has also participated in expert witness litigation support engagements in relation to federal securities laws and broker-dealer practices. In addition, Mr. Boulton creates and reviews written supervisory policies and procedures manuals and continuing education plans for Broker-Dealers.
Mr. Boulton is a Graduate of the Florida Atlantic University School of Business and holds a BBA in Accounting, a BBA in Management, and a minor in Marketing. He has successfully completed the National Society of Compliance Professionals Certified Securities Compliance Professional (CSCP) examination and is a Certified Public Accountant licensed in Florida.
Renaissance Regulatory Services, Inc. is not a CPA firm.