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Last updated: June 3, 2010

 

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Renaissance: Home
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Renaissance: Louis Dempsey
Renaissance: Fact Sheets
Renaissance: John Pinto
Renaissance: Barbara Simmons
Renaissance: Harry Chaffee
Renaissance: Rini Xilas
Renaissance: Lisa Paygane
Renaissance: Calendar Year
Renaissance: News
Renaissance: BD Compliance Examination & Testing
Renaissance: BD Compliance Program Policies & Procedure Development
Renaissance: BD Business Planning & Registration Services
Renaissance: BD Financial Reporting & Bookkeeping
Renaissance: BD Compliance Support Services
Renaissance: RIA Compliance Examination & Testing
Renaissance: RIA Compliance Program Policy & Procedure Development
Renaissance: RIA Business Planning & Registration Services
Renaissance: RIA Financial Reporting & Bookkeeping
Renaissance: RIA Compliance Support Services

 

BD/ 10 pages
  http://www.rrscompliance.com/documents/BD/RRS_BD_Fact_Sheet_General_Services_0510.pdf
  http://www.rrscompliance.com/documents/BD/RRS_BD_Fact_Sheet_Annual_Anti_Money_Laudering_0510.pdf
  http://www.rrscompliance.com/documents/BD/RRS_BD_Fact_Sheet_Branch_Office_Compliance_0510.pdf
  http://www.rrscompliance.com/documents/BD/RRS_BD_Fact_Sheet_Compliance_Administrator_0510.pdf
  http://www.rrscompliance.com/documents/BD/RRS_BD_Fact_Sheet_Compliance_Consulting_0510.pdf
  http://www.rrscompliance.com/documents/BD/RRS_BD_Fact_Sheet_Fixed_Income_0510.pdf
  http://www.rrscompliance.com/documents/BD/RRS_BD_Fact_Sheet_General_Services_0510.pdf
  http://www.rrscompliance.com/documents/BD/RRS_BD_Fact_Sheet_Supervisory_Controls_0510.pdf
  http://www.rrscompliance.com/documents/BD/RRS_BD_Fact_Sheet_TMMS_Review_0510.pdf
  http://www.rrscompliance.com/documents/BD/RRS_BD_Fact_Sheet_Trade_Reporting_Compliance_Review_0510.pdf

 

BooksRecords/ 1 pages
  http://www.rrscompliance.com/documents/BooksRecords/RRS_Fact_Sheet_Financial_Reporting_0510.pdf

 

RCU/ 23 pages
   
  http://www.rrscompliance.com/document/RCU/2010/RRS_January_2010.pdf
  http://www.rrscompliance.com/document/RCU/2009/RRS_January_2009.pdf
  http://www.rrscompliance.com/document/RCU/2010/RRS_February_2010.pdf
  http://www.rrscompliance.com/document/RCU/2009/RRS_February_2009.pdf
  http://www.rrscompliance.com/documents/RCU/2010/RRS_March_2010.pdf
  http://www.rrscompliance.com/documents/RCU/2009/RRS_March_2009.pdf
  http://www.rrscompliance.com/documents/RCU/2009/RRS_April_2009.pdf
  http://www.rrscompliance.com/documents/RCU/2008/RRS_April_2008.pdf
  http://www.rrscompliance.com/documents/RCU/2009/RRS_May_2009.pdf
  http://www.rrscompliance.com/documents/RCU/2008/RRS_May_2008.pdf
  http://www.rrscompliance.com/documents/RCU/2009/RRS_June_2009.pdf
  http://www.rrscompliance.com/documents/RCU/2008/RRS_June_2008.pdf
  http://www.rrscompliance.com/documents/RCU/2009/RRS_July_2009.pdf
  http://www.rrscompliance.com/documents/RCU/2009/RRS_July_2008.pdf
  http://www.rrscompliance.com/documents/RCU/2009/RRS_August_2009.pdf
  http://www.rrscompliance.com/documents/RCU/2008/RRS_August_2008.pdf
  http://www.rrscompliance.com/documents/RCU/2009/RRS_September_2009.pdf
  http://www.rrscompliance.com/documents/RCU/2008/RRS_September_2008.pdf
  http://www.rrscompliance.com/documents/RCU/2009/RRS_October_2009.pdf
  http://www.rrscompliance.com/documents/RCU/2008/RRS_October_2008.pdf
  http://www.rrscompliance.com/documents/RCU/2009/RRS_November_2009.pdf
  http://www.rrscompliance.com/documents/RCU/2008/RRS_November_2008.pdf
  http://www.rrscompliance.com/documents/RCU/2009/RRS_December_2009.pdf
  http://www.rrscompliance.com/documents/RCU/2008/RRS_December_2008.pdf

 

RIA/ 6 pages
  http://www.rrscompliance.com/documents/RIA/RRS_IA_Fact_Sheet_General_Services_0808.pdf
  http://www.rrscompliance.com/documents/RIA/RRS_IA_Fact_Sheet_Advertising_0509.pdf
  http://www.rrscompliance.com/documents/RIA/RRS_IA_Fact_Sheet_Compliance_Administrator_Program_0509.pdf
  http://www.rrscompliance.com/documents/RIA/RRS_IA_Fact_Sheet_Compliance_Program_Review-0509.pdf
  http://www.rrscompliance.com/documents/RIA/RRS_IA_Fact_Sheet_General_Services_0509.pdf
  http://www.rrscompliance.com/documents/RIA/RRS_IA_Fact_Sheet_Initial_Registration_Services_0509.pdf

 

other_services/ 1 pages
  http://www.rrscompliance.com/documents/other_services/RRS_Fact_Sheet_Due_Diligence_0510.pdf