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| Registration Associate | |
| About the Job | |
| RRS is seeking a full time or part time Associate to support the Registrations Department with
functions related to the establishment of, and ongoing support for, registered broker-dealers and investment advisers, including, but not limited to: |
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Client and regulator interaction |
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Project management |
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Research projects |
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Data entry filing |
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Copying |
| Responsibilities | |
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Telephone interaction with clients and regulators |
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Data entry and general management of client files |
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Complete and analyze clients' regulatory forms and filings |
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Miscellaneous research projects |
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Maintain, update and archive client files |
| Minimum Qualifications | |
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Excellent organization and communication skills |
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Proficient in the use of Windows based computer applications (Microsoft Office - Word, Excel, Powerpoint, Outlook) |
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Ability to take directions |
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Ability to work in a team environment |
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Attention to detail and accuracy |
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Experience dealing with business clients |
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Ability to handle multiple tasks and prioritize them |
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Brokerage experience a plus |
| Compensation & Benefits |
| Compensation, which will be competitive and commensurate with industry experience. RRS also offers an excellent benefits package. |
| We invite qualified individuals to submit their resume and compensation history in confidence. RRS is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to their race, religion, ancestry, national origin, sex, sexual orientation, age, disability, marital status, domestic partner status, or medical condition. |
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