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Rayma A. Rosado 
(561) 368-2245
RaymaRosado@RRSCompliance.com  |
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Rayma A. Rosado is a Compliance Consultant with Renaissance Regulatory Services, Inc. (“RRS”), a full
service-consulting firm that offers a wide range of regulatory compliance consulting services to broker-dealers
and registered investment advisors.
Ms. Rosado specializes in AML program development and testing, branch office inspections, and general
compliance matters for broker-dealers and investment advisors. Her regulatory compliance experience
includes testing AML programs for broker-dealers, branch office inspections, customer account and
transaction analysis, and reviewing business continuity plans for FINRA compliance. Ms. Rosado has also
assisted in broker-dealer churning analysis, retail bank audits and investment advisor advertising reviews.
Ms. Rosado joined RRS in April 2010. She has over ten years of professional and administrative experience
that includes accounting, creation of policies and procedures, investigations, fraud analysis, data analysis,
supervisory roles, and team building. She has a bachelor’s degree in Criminal Justice from Florida Atlantic
University (“FAU”) and is currently enrolled in FAU’s Forensic Accounting Masters program. She is a member
of NSCP, ACFE and ACAMS and has received her ACAMS designation as a Certified Anti-Money Laundering
Specialist. |
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